Can Beliefs Be Unethical?
WK Clifford's The Ethics of Belief

Picture of <b>Mark Satta</b><br><small>Assistant Professor of Philosophy, Wayne State University</small>
Mark Satta
Assistant Professor of Philosophy, Wayne State University

Table of Contents

Warm-Up: What Does it Look Like to Believe Ethically?

Often, when we think about living an ethical life, we focus on which actions are ethical or unethical. Do you have an ethical obligation to give money to charity? Is it always wrong to tell lies? How does a virtuous friend behave? W. K. Clifford thought that acting morally was an important part of living an ethical life. But he denied that it was the only thing that contributed to an ethical life. He also thought that our beliefs could be ethical or unethical. Specifically, he thought it was unethical to believe something that you lack sufficient evidence for. Here, we’ll be examining his arguments for this position.

Introduction

William Kingdon Clifford (1845-1879) was a British philosopher and mathematician. He was a prolific writer who made important contributions to multiple academic fields during his relatively short life.

In philosophy, he is most often remembered for his 1877 essay “The Ethics of Belief.” In that essay, he argues that we have an ethical obligation to believe in accordance with our evidence and provides an account of what kind of evidence can (or can’t) justify us in believing various things. You’ll be reading portions of this essay. The full text can be found here.

Key Concepts

Evidence – information that increases the probability that a claim is true.

Sufficient – enough of something for a particular purpose. Whether something is sufficient is context-dependent. 

Doxastic Voluntarism – the view that we have at least some control over what we believe.

A Story about a Shipowner’s Unethical Belief

Clifford begins his essay with an imaginative story that is meant to help make it seem intuitive that we can wrong other people through what we believe. Here is the story.

A shipowner was about to send to sea an emigrant-ship. He knew that she was old, and not over-well built at the first; that she had seen many seas and climes, and often had needed repairs. Doubts had been suggested to him that possibly she was not seaworthy. These doubts preyed upon his mind, and made him unhappy; he thought that perhaps he ought to have her thoroughly overhauled and refitted, even though this should put him to great expense. Before the ship sailed, however, he succeeded in overcoming these melancholy reflections. He said to himself that she had gone safely through so many voyages and weathered so many storms that it was idle to suppose she would not come safely home from this trip also. He would put his trust in Providence, which could hardly fail to protect all these unhappy families that were leaving their fatherland to seek for better times elsewhere. He would dismiss from his mind all ungenerous suspicions about the honesty of builders and contractors. In such ways he acquired a sincere and comfortable conviction that his vessel was thoroughly safe and seaworthy; he watched her departure with a light heart, and benevolent wishes for the success of the exiles in their strange new home that was to be; and he got his insurance-money when she went down in mid-ocean and told no tales.

Even though the shipowner had good reasons to believe that his ship might not be safe for a long ocean voyage, the shipowner managed to convince himself that the ship was safe. Because he managed to convince himself that the ship was safe, he sent it out on a long voyage without having it inspected or repaired first. As a result, the ship sank and the passengers died. 

Did the shipowner do something wrong? Intuitively, most people think that he did. Clifford uses that intuition to argue that the shipowner acted wrongly because he believed something that he “had no right to believe.” Here is how Clifford made the point.

What shall we say of him? Surely this, that he was verily guilty of the death of those men. It is admitted that he did sincerely believe in the soundness of his ship; but the sincerity of his conviction can in no wise help him, because he had no right to believe on such evidence as was before him. He had acquired his belief not by honestly earning it in patient investigation, but by stifling his doubts. And although in the end he may have felt so sure about it that he could not think otherwise, yet inasmuch as he had knowingly and willingly worked himself into that frame of mind, he must be held responsible for it.

An important point for Clifford here is that, due to wishful thinking, the shipowner had actually managed to develop the sincere belief that the ship was safe. But Clifford posits that even if the shipowner had done such a good job convincing himself that the ship was safe that he could no longer doubt the belief, the shipowner still acted wrongly. This shows that neither sincerity in a belief nor high confidence in a belief is sufficient to make it morally permissible.

Connection

Virtue Epistemology

Epistemology is the branch of philosophy that examines what we can know, when we can be justified in believing something, and related issues. Virtue epistemology is a subfield in epistemology that examines what it looks like to act well in our epistemic lives. Virtue epistemology includes thinking about what kind of things constitute intellectual virtues and intellectual vices. Common examples of intellectual virtues include being diligent, intellectually humble, and open-minded. Common examples of intellectual vices include being lazy, intellectually arrogant, and close-minded. At points, Clifford displays an interest in virtue epistemology. For example, in the passage above, he criticizes the shipowner’s belief because it was not honestly earned or the result of patient investigation but rather a product of stifling doubt. Honest and patient investigation displays epistemic virtue. Stifling of doubt—at least when it is based on laziness, close-mindedness, or a lack of intellectual curiosity—displays epistemic vice.

Later in his essay, Clifford returns to this point, arguing that “If a man, holding a belief which he was taught in childhood or persuaded of afterwards, keeps down and pushes away any doubts which arise about it in his mind, purposely avoids the reading of books and the company of men that call in question or discuss it, and regards as impious those questions which cannot easily be asked without disturbing it—the life of that man is one long sin against mankind.”

About More than Consequences

Part of why we might be intuitively inclined to criticize the shipowner’s belief in this case is because it led to a chain of actions that resulted in a bunch of innocent people drowning at sea. That certainly is a bad outcome. But Clifford thought the wrongness of such a belief wasn’t contingent on this kind of bad outcome.

Let us alter the case a little, and suppose that the ship was not unsound after all; that she made her voyage safely, and many others after it. Will that diminish the guilt of her owner? Not one jot. When an action is once done, it is right or wrong for ever; no accidental failure of its good or evil fruits can possibly alter that. The man would not have been innocent, he would only have been not found out. The question of right or wrong has to do with the origin of his belief, not the matter of it; not what it was, but how he got it; not whether it turned out to be true or false, but whether he had a right to believe on such evidence as was before him.

Thought Experiment

Risky Flight

If the ship had happened to make it safely across the sea, that would have just been a matter of luck. Given that the shipowner had not had the ship properly inspected, he was taking a big risk. Specifically, he was risking other people’s lives. Consider the following scenario: You successfully take a plane ride from Chicago to Los Angeles. Upon landing, you find out that the plane had not properly been inspected and that there had been a significant risk that the plane would crash mid-flight. You also find out that the reason the plane had not properly been inspected was because the inspector really hadn’t wanted the inconvenience of inspecting the plane and so had convinced herself that the inspection wasn’t necessary. Would you be angry at the plane inspector, even though you arrived safe? Would you want to hold her accountable for her negligence? If so, do you think this supports Clifford’s position? In what ways?

A Story about Religious Persecution and Unethical Belief

Before continuing with his argument, Clifford tells a second imaginative story meant to help strengthen his position that people can wrong one another with what they believe.

There was once an island in which some of the inhabitants professed a religion teaching neither the doctrine of original sin nor that of eternal punishment. A suspicion got abroad that the professors of this religion had made use of unfair means to get their doctrines taught to children. They were accused of wresting the laws of their country in such a way as to remove children from the care of their natural and legal guardians; and even of stealing them away and keeping them concealed from their friends and relations. A certain number of men formed themselves into a society for the purpose of agitating the public about this matter. They published grave accusations against individual citizens of the highest position and character, and did all in their power to injure these citizens in the exercise of their professions. So great was the noise they made, that a Commission was appointed to investigate the facts; but after the Commission had carefully inquired into all the evidence that could be got, it appeared that the accused were innocent. Not only had they been accused on insufficient evidence, but the evidence of their innocence was such as the agitators might easily have obtained, if they had attempted a fair inquiry. After these disclosures the inhabitants of that country looked upon the members of the agitating society, not only as persons whose judgment was to be distrusted, but also as no longer to be counted honourable men. For although they had sincerely and conscientiously believed in the charges they had made, yet they had no right to believe on such evidence as was before them. Their sincere convictions, instead of being honestly earned by patient inquiring, were stolen by listening to the voice of prejudice and passion.

This second story includes some interesting differences from the first story of the shipowner. For example, in the first story, no one seems to have figured out what the shipowner did and so no one held him accountable. But in this second story, after the agitators were exposed for believing and spreading unjustified and malicious views about the members of the minority religious faith, they suffered harm to their reputations. Their fellow island inhabitants considered the agitators dishonorable for accusing members of the religious minority of terrible things when the agitators “might easily have obtained” evidence of their innocence. This also caused the other inhabitants of the island to distrust the agitators. Clifford was likely expecting that his readers would also consider the agitators dishonorable and untrustworthy.

Is it the Belief or the Action that was Wrong?

At this point, you might be thinking to yourself—maybe it wasn’t the belief that the ship was safe that was wrong; maybe it was just the action of sending the ship out to sea that was wrong. Clifford anticipates this kind of objection and responds as follows.

It may be said, however, that in both of these supposed cases it is not the belief which is judged to be wrong, but the action following upon it. The shipowner might say, ‘I am perfectly certain that my ship is sound, but still I feel it my duty to have her examined, before trusting the lives of so many people to her.’ And it might be said to the agitator, ‘However convinced you were of the justice of your cause and the truth of your convictions, you ought not to have made a public attack upon any man’s character until you had examined the evidence on both sides with the utmost patience and care.’

In the first place, let us admit that, so far as it goes, this view of the case is right and necessary; right, because even when a man’s belief is so fixed that he cannot think otherwise, he still has a choice in regard to the action suggested by it, and so cannot escape the duty of investigating on the ground of the strength of his convictions; and necessary, because those who are not yet capable of controlling their feelings and thoughts must have a plain rule dealing with overt acts.

But this being premised as necessary, it becomes clear that it is not sufficient, and that our previous judgment is required to supplement it. For it is not possible so to sever the belief from the action it suggests as to condemn the one without condemning the other. No man holding a strong belief on one side of a question, or even wishing to hold a belief on one side, can investigate it with such fairness and completeness as if he were really in doubt and unbiassed; so that the existence of a belief not founded on fair inquiry unfits a man for the performance of this necessary duty.

Clifford makes clear that he thinks our actions are indeed morally important. He also seems to think that there are certain times where we cannot control what we believe. (Presumably this is what he’s referring to when he talks about a person’s belief “being so fixed that he cannot think otherwise” or about circumstances where people “are not yet capable of controlling their feelings and thoughts.”) He seems to think that in those circumstances while we may not be responsible for our unfounded beliefs, we still are responsible for not acting on our unfounded beliefs.

But implied in Clifford’s comments is the belief that, at least sometimes, we can control our beliefs. Notice, for example, that he talks about those who are not yet capable of controlling their thoughts. This implies that he thinks at least some people at least some of the time can control their thoughts. Similarly, his language suggests there are times when our beliefs are not so fixed that we cannot control them. He thinks that under such circumstances it is important that we control what we believe so that it accords with the evidence. This is because our beliefs tend to affect our actions. Clifford notices, quite sensibly, that if we believe out of accordance with the evidence that we will tend to act in a way that is out of step with our evidence. He also seems to think that holding firmly to a belief will make it hard for us to question it fairly.

Objection

Doxastic Involuntarism

Generally, we are considered morally responsible for only that over which we can exercise some control. But can we in fact exercise control over our beliefs? Can you make yourself believe right now, for example, that you are on a sinking ship with W. K. Clifford? If you can’t, this might seem like some evidence that we cannot control what we believe. And if we cannot control what we believe, maybe it doesn’t even make sense to talk about an “ethics of belief.”

This objection is part of a much larger debate over the issue of doxastic voluntarism. The word ‘doxastic’ in English means ‘pertaining to belief’ (the root word here is the Greek doxa meaning something like ‘belief’ or ‘judgment’). So, you can think of doxastic voluntarism as the view that we have voluntary control over at least some of our beliefs. Clifford was a doxastic voluntarist. The doxastic involuntarist, by contrast, holds that we cannot control what we believe and may offer objections like the ones above. 

Simplifying matters, there are two general kinds of responses the doxastic voluntarist can give. Direct doxastic voluntarists argue that we do exercise direct control over at least some of our beliefs. Indirect doxastic voluntarists argue that while we may lack direct control over our beliefs, there are lots of ways we can exercise indirect control over what we believe by controlling what evidence we pay attention to, whose testimony we seek out, etc. You can learn more about doxastic voluntarism here.

Beliefs Impact Action

For Clifford, an important part of why he thinks it is important to believe in accordance with our evidence is because he thinks our beliefs will inevitably impact our actions. In fact, he goes so far as to say that something is not “truly a belief at all” unless it has “some influence upon the actions of him who holds it.” This doesn’t mean that we always immediately act on our beliefs. Rather, Clifford argues that each of our individual beliefs contributes to our total belief structure.

If a belief is not realized immediately in open deeds, it is stored up for the guidance of the future. It goes to make a part of that aggregate of beliefs which is the link between sensation and action at every moment of all our lives, and which is so organized and compacted together that no part of it can be isolated from the rest, but every new addition modifies the structure of the whole. No real belief, however trifling and fragmentary it may seem, is ever truly insignificant; it prepares us to receive more of its like, confirms those which resembled it before, and weakens others; and so gradually it lays a stealthy train in our inmost thoughts, which may some day explode into overt action, and leave its stamp upon our character for ever.

In a moment, we will be introduced to Clifford’s key ethical conclusion in “The Ethics of Belief.” Once you see his principle, it may help explain why it is important for him to argue that every one of our beliefs influences how we act.

The Social Significance of Belief

An important part of Clifford’s argument is his recognition that our beliefs impact other people. He thinks we have duties both to other people and to humankind generally, and he thinks that we cannot satisfy those duties when we believe irresponsibly. This perspective shows up at multiple points in Clifford’s essay, including in the following passage.

And no one man’s belief is in any case a private matter which concerns himself alone. Our lives are guided by that general conception of the course of things which has been created by society for social purposes. Our words, our phrases, our forms and processes and modes of thought, are common property, fashioned and perfected from age to age; an heirloom which every succeeding generation inherits as a precious deposit and a sacred trust to be handed on to the next one, not unchanged but enlarged and purified, with some clear marks of its proper handiwork. Into this, for good or ill, is woven every belief of every man who has speech of his fellows. An awful privilege, and an awful responsibility, that we should help to create the world in which posterity will live.

Critics of Clifford often argue that he has an overly stringent view of when we can believe something. If that is so, there at least seems to be something laudable about how his high standard for believing is a reflection of how seriously he takes our ethical duties to others.

Connection

Social Epistemology

In focusing on the social significance of our beliefs, Clifford’s essay is a precursor to the modern field of social epistemology, which focuses on the epistemic significance of social interactions, practices, norms, and systems. Examples of issues in social epistemology include when we are justified in believing something based on someone else’s testimony and when we should become less confident in our beliefs because we learn that others disagree with us. In the passage above, Clifford’s concern with the epistemic significance of things like “[o]ur words, our phrases, our forms and processes and modes of thought” resembles a common focus in feminist social epistemology on the significance of concepts, ideas, and frameworks for helping us come to better know or understand our own experiences or the world around us. You can read more about Clifford’s social epistemology here.

Summarizing Initial Conclusions

At the end of the first section of Clifford’s essay, he summarizes what he has argued for.

In the two supposed cases which have been considered, it has been judged wrong to believe on insufficient evidence, or to nourish belief by suppressing doubts and avoiding investigation. The reason of this judgment is not far to seek: it is that in both these cases the belief held by one man was of great importance to other men. But forasmuch as no belief held by one man, however seemingly trivial the belief, and however obscure the believer, is ever actually insignificant or without its effect on the fate of mankind, we have no choice but to extend our judgment to all cases of belief whatever…

Here, Clifford reiterates how he uses his two cases of the shipowner and the religious agitators to motivate his views about the ethics of belief, given the impact our beliefs can have on others. He then moves from this summary to his key principle.

Quotable

“To sum up: it is wrong always, everywhere, and for anyone, to believe anything upon insufficient evidence.”

Clifford is perhaps most famous in epistemology for his principle that “it is wrong always, everywhere, and for anyone, to believe anything upon insufficient evidence.” Initially, this view sounds really strong, in part because it uses lots of strong language—“always,” “everywhere,” “anyone,” and “anything.” But this strong language may be there just for emphasis. Clifford’s principle seems to simply state the following: it is always wrong to believe without sufficient evidence. If you accept Clifford’s conclusion that the shipowner or the religious agitators believed wrongly, then you agree with him that at least sometimes it is wrong to believe without sufficient evidence. But a key question remains: has Clifford successfully argued that it is always wrong to believe without sufficient evidence?

Clifford is not a Skeptic

Given the strength of Clifford’s universal principle that it is always wrong to believe on insufficient evidence, one might worry that Clifford’s view would lead to skepticism. Clifford anticipates that his reader might have this worry and so asks the question himself.

Are we then to become universal sceptics, doubting everything, afraid always to put one foot before the other until we have personally tested the firmness of the road? Are we to deprive ourselves of the help and guidance of that vast body of knowledge which is daily growing upon the world, because neither we nor any other one person can possibly test a hundredth part of it by immediate experiment or observation, and because it would not be completely proved if we did? Shall we steal and tell lies because we have had no personal experience wide enough to justify the belief that it is wrong to do so?

Clifford recognizes it would be bad if his principle led to these outcomes. But he denies that this kind of skepticism will result from following his principle. Here is his response:

There is no practical danger that such consequences will ever follow from scrupulous care and self-control in the matter of belief. Those men who have most nearly done their duty in this respect have found that certain great principles, and these most fitted for the guidance of life, have stood out more and more clearly in proportion to the care and honesty with which they were tested, and have acquired in this way a practical certainty. The beliefs about right and wrong which guide our actions in dealing with men in society, and the beliefs about physical nature which guide our actions in dealing with animate and inanimate bodies, these never suffer from investigation; they can take care of themselves, without being propped up by ‘acts of faith,’ the clamour of paid advocates, or the suppression of contrary evidence. Moreover there are many cases in which it is our duty to act upon probabilities, although the evidence is not such as to justify present belief; because it is precisely by such action, and by observation of its fruits, that evidence is got which may justify future belief. So that we have no reason to fear lest a habit of conscientious inquiry should paralyse the actions of our daily life.

As this passage shows, Clifford does not think that his view leads to skepticism. This is because he thinks we do have sufficient evidence for many of our beliefs. This is, in part, because many of our beliefs have been subjected to testing and scrutiny, and they have stood up to such tests.

Clifford also makes an important distinction here. He requires that our beliefs have sufficient evidence. He does not require that our beliefs have certain or infallible evidence. Rather he thinks that “practical certainty” (i.e., enough justified confidence for practical purposes) is sufficient for belief in many contexts.

Video

Clifford’s most famous critic is the American philosopher and psychologist William James (1842-1910). James challenged Clifford in his essay “The Will to Believe.” Check out this video comparing Clifford’s and James’ views and arguments.

Summary

In “The Ethics of Belief,” Clifford argues that our beliefs themselves can be ethical or unethical. Part of how he makes this argument is with vivid hypothetical stories, like those of the shipowner and the religious agitators. Clifford later adopts the position that it is always wrong to believe something without sufficient evidence. This naturally leads to the question of when we have sufficient evidence to believe something. He doesn’t think sufficient evidence requires certain evidence, which is how he avoids skepticism. He instead thinks that we are often justified in believing things, for example when we are told things by reliable testifiers or when we have good inductive evidence for a belief.

Connection

 Inquiry

We’ve talked a lot about Clifford’s ethics of belief, but Clifford is also interested in a related kind of ethical duty: the duty of inquiry. He writes, for example that “Inquiry into the evidence of a doctrine is not to be made once for all, and then taken as finally settled. It is never lawful to stifle a doubt; for either it can be honestly answered by means of the inquiry already made, or else it proves that the inquiry was not complete.” As in the case of his ethics of belief, he holds a high standard in the ethics of inquiry. Clifford’s interest in inquiry is another way in which his work anticipated contemporary discussions in epistemology. In recent years, the epistemology of inquiry has became a topic in its own right and the source of various debates

Want to Learn More?

For more on the ethics of belief, the ethics of inquiry, and related topics, keep reading Clifford “The Ethics of Belief.” You can also read a summary of some of Clifford’s key ideas from 1000-Word Philosophy or learn more about contemporary issues in the ethics of belief in the Stanford Encyclopedia of Philosophy.

Acknowledgements

Excerpts from “The Ethics of Belief” in this essay come from the version reprinted in Lectures and Essays (1879), volume 2, pp. 177–211, available in the public domain from Wikisource. All images were created using Midjourney and are the property of The Philosophy Teaching Library.

Citation

Satta, Mark. 2024. “Can Beliefs Be Unethical? W. K. Clifford’s The Ethics of Belief.” The Philosophy Teaching Library. Edited by Robert Weston Siscoe, <https://philolibrary.crc.nd.edu/article/can-beliefs-be-unethical/>.

Key Concept

Occasionalism — a theory claiming that God is the only true cause of changes in the world. For example, when you high-five me, you’re not really the cause of the stinging sensation I experience. God is the cause. Your high five is just the occasion on which God causes it.     

Key Concept

Interactionism — a theory claiming that things in the world can truly cause changes in each other. For example, when you high-five me, you truly cause me to experience a stinging sensation in my hand.

Key Concept

Substance Dualism — a theory claiming that the mind (or soul) and body are two distinct and very different things.

Key Concept

Body — what it sounds like! The body is the physical part or aspect of a thing and has characteristics like shape, size, etc.

Key Concept

Soul — that part or aspect of a thing involving mental aspects of their existence, e.g., thoughts, feelings, decisions, etc. The “soul”, in this sense, is more or less just the mind.

Key Concept

Causal Interaction — When one thing acts (i.e., itself does something) and in so acting makes another thing change. For example, when you high-five me, you cause me to experience a stinging sensation in my hand.

Key Concept

God as God – The phrase “God as God” is basically a synonym for “God the subject.” In other words, it refers to God precisely in God’s status as an incomprehensible divine Other.

Key Concept

Incarnation – The Christian doctrine of the incarnation is the notion that the word of God became fully human in the person of Jesus of Nazareth. It is closely associated with the doctrine of the trinity, which asserts that God the Father, God the Son (Jesus as the word made flesh), and God the Holy Spirit are one God.

Key Concept

Religious Fanaticism – In Feuerbach’s use of the term, a religious fanatic is someone who is unwaveringly faithful to God as an utterly mysterious superhuman being. They subordinate other things—especially the love of other humans—to submission before this divine other.

Key Concept

God the Subject – When Feuerbach refers to God as a subject, he is referring to the commonplace religious belief that God is a being who has various attributes, like a loving nature.

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Faith Separates Man From God – Faith separates God from man in this sense: it treats God as a mysterious other, a being radically distinct from us.

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 Faith – Belief in and fidelity to a transcendent divine subject like God.

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Orthodoxy – Orthodoxy refers to “right belief,” and it is concern with identifying heresies and ensuring that people believe and practice correctly.

Key Concept

Indirect Form of Self-Knowledge – Feuerbach’s view is that religious belief is a naive way of relating to our human nature and its perfections. It is naive or childlike because it treats these as external realities that belong to God. He believes a mature and contemplative person realizes these don’t belong to God, but rather to our species, abstractly conceived.

Key Concept

Above the Individual Man – The human perfections are “above the individual” insofar as no particular individual ever perfectly realizes them. They are abstractions.

Key Concept

Divine Trinity – Feuerbach is having fun here. He is using the theological phrasing of the Trinity to talk about human perfections. In calling reason, love, and freedom of the will “divine,” he means they are absolutely good; they are activities whose goodness is intrinsic to their practice or exercise. This isn’t a novel philosophical view. For example, Immanuel Kant argued that autonomy or a good will is the only thing which is unconditionally good.

Key Concept

Perfections – The end to which a faculty or power is ordered. For example, omniscience would be the perfection of the intellect. Traditionally, God is said to possess all perfections.

Key Concept

Love – When Feuerbach writes about love, he is referring to unconditional concern for others and the desire for fellowship with them. He is here asserting that love, understood in this sense, is the perfect activity of the affective faculty. In other words, our feelings and passions are fully actualized and engaged in an intrinsically valuable activity when we genuinely love others.

Key Concept

Infinite – The infinite is whatever can be understood as unbounded or unlimited. Human nature in the abstract is unbounded and unlimited. It is only bounded or limited in its concrete form as it is realized by particular material individuals.

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Higher Consciousness – The sort of consciousness that mature human beings possess, but which other animals do not. It is “higher” than animal consciousness because it involves thinking abstractly about the form or essence of things.

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Science – Feuerbach uses the term science in its classical sense, meaning systematically organized knowledge. Any body of knowledge founded on an understanding of first principles and the essences of things is a science in this sense.

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Popular Sovereignty – The view that a government’s authority to rule comes from the people, making a ruler subject to the will of their citizens.

Key Concept

The Divine Right of Kings – The theory that kings are chosen by God and thus that political revolt is a rebellion against the will of God.

Key Concept

Synthesis – The prefix ‘syn-’ means “together,” so a synthesis “brings together” or combines elements of both a thesis and its antithesis.

Key Concept

Antithesis– An antithesis is the contradiction of a thesis. For example, internationalism could be understood as the antithesis of nationalism.

Key Concept

Thesis – In Hegelian terms, a thesis can be understood as a position or theory. Examples include any of the “-isms” that we discuss in science, history, and philosophy, such as Darwinism, capitalism, nationalism, etc.

Key Concept

Progressor’s Temptation – a unique temptation for those making progress in which pride impedes their further progress and leads to backsliding.

Key Concept

Progressors – those who are not yet expert Stoic practitioners, but who are also aware of the fact that they must change their lives in that direction. They are working on making progress.

Key Concept

Intellectualism – the philosophical view that our motivations and emotions are all judgments. The reason why you do something, your motivation, is because you believe it’s the right thing to do. The reason why you feel good or bad about something, an emotion, is because you believe that something good or bad happened to you.

Key Concept

Duties – acts of service, obedience, and respect that we owe to each other. The duties we owe to each other depend on what kind of relationship we have.

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Askeses – exercises of Stoic thought and practice that make the lessons and habits of Stoic philosophy second-nature for Stoic practitioners.

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Externals – things that are not under our control but that are all-too-easily confused with things that should be important to us, like wealth, status, and pleasure. Too many people believe externals like these are necessary for the good life, and the Stoic path is to focus not on these things but rather what is up to us. 

Key Concept

The Fundamental Division – the division between things that are under our direct control and those that are not. The important lesson is to care only about the things we can control.

Key Concept

The Greatest Happiness Principle – A principle which says that actions are right insofar as they promote happiness and wrong insofar as they promote unhappiness

Key Concept

Higher and Lower Pleasures – Types of pleasures that differ in terms of their quality. Things like food and drugs create lower pleasures. Things like intellectual pursuits and doing the right thing create higher forms of pleasure.

Key Concept

The Doctrine of Swine – An objection that utilitarianism entails that if people would be happy rolling in mud, that’s what would be morally best for them to do, so we should reject the theory.

Key Concept

Utilitarianism – A normative theory of which actions are right or wrong. Utilitarianism says the right action is that which maximises utility.

Key Concept

Jeremy Bentham – Considered by some as the father of utilitarianism, Bentham was a moral philosopher and one of John Stuart Mill’s teachers

Key Concept

Epicurus – an ancient Greek philosopher and one of the first to advocate that the ultimate good is experiencing pleasure and avoiding pain.

Key Concept

Utility – The thing that is ultimately valuable in itself. For Mill, this is happiness, which he then understands as pleasure and the absence of pain.

Key Concept

Contract Theory – a modern political theory identifying consent as the sole justification for government. Contract theory is associated with Thomas Hobbes (1588-1679), John Locke (1632-1704), Jean Jacques Rousseau (1712-1778), and more recently, John Rawls (1921-2002)

Key Concept

Prejudice – a foundational, strongly held, unreasoned (but not necessarily irrational) moral opinion or belief. We might believe, for example, that parents have special obligations towards their own children.

Key Concept

A Priori – a philosophical term of art meaning (in Latin) “prior to experience,” which refers to knowledge that is innate or arrived at purely through reasoning, like the truths of mathematics.

Key Concept

Rights – moral claims invoking immunity from (or entitlement to) some specific treatment (or good) from others. Commonly recognized rights include the right to free speech or the right to healthcare. 

Key Concept

Reform – a change in the social order that originates from the existing character of society. An example would be market-based healthcare reform in a capitalist society.

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Conservatism – a modern political ideology that aims to preserve and promote the existing (or traditional)  institutions of society. These institutions typically include the rule of law, property, the family, and religion. 

Key Concept

Contingent Being – A being that can fail to exist. Its existence is not guaranteed. This being might come to exist or it might not.

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Necessary Being – A being that can’t fail to exist. Its non-existence is impossible. This also means that such a being has always existed.

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Want to read more about why the infinite regress option doesn’t work in the Second Way? Check out Sean Floyd’s entry in the Internet Encyclopedia of Philosophy.

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Efficient Cause – An efficient cause is something that directly makes another thing exist or move. An example of this is when I kick a ball down a hill. I am the efficient cause of the ball rolling down the hill because I make it move down the hill.

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Infinite Regress: Begin with some fact. We begin to explain that fact by appealing to another fact, where these facts are related by either causality or dependence. To create the regress, you keep appealing to more and more facts about causality and dependence without end.

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Actuality – An ability or action something is currently exercising. Imagine that I am sitting comfortably at my desk, and then I stand up to take a break from reading. In this case, I am now actually standing. 

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Potentiality – What something has the capacity to do, but isn’t currently doing. Imagine I am sitting comfortably at my desk. Even though I’m not currently standing, I have the capacity to be standing. So, even while I’m not standing, I have the potential to stand. 

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Theists and Non-Theists – A theist is someone who believes that God exists, while a non-theist does not. Non-theists include atheists, who believe that God does not exist, and agnostics, who are uncertain about whether God exists.

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Glaucon – one of Plato’s brothers and one of Socrates’ main interlocutors in the Republic dialogue. In that dialogue, he challenges Socrates to provide a compelling justification for why one should be a just person beyond merely following conventions or avoiding punishment. This sets up Socrates’ defense of justice as intrinsically worthwhile. Throughout the Republic, Glaucon prods Socrates to fully explain his theories of the ideal society, philosopher-kings, and the Form of the Good.

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Aristotle – a Greek philosopher (384-322 BC) who studied under Plato and went on to be one of the most influential philosophers to ever live. Simply called “The Philosopher” by Thomas Aquinas and others in the medieval period, Aristotle’s views would eventually be synthesized with Christian theology, laying the intellectual foundation for later scholarly developments in Western Europe.

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Understanding – Socrates describes education as turning one’s “understanding” in the right direction. The word “understanding” here translates the ancient Greek term “to phronēsai,” which means “understanding,” “being conscious,” or “having insight.” People who are wicked focus their “understanding” on how best to accomplish their selfish and narrow desires. Those who are wise, in contrast, have learned to focus their “understanding” on what is truly good and beneficial.

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The Form of the Good – Socrates characterizes the ultimate goal of education as coming to know “the Form of the Good.” The Form of the Good is his technical term for the meaning of goodness: what it is to be good. Socrates is clear that this “knowledge of the Good” is not simply theoretical knowledge, but also knowledge in the sense of “knowing how”: knowing how to achieve what’s good, to do what’s good, to accomplish what’s good. Mere “book knowledge” or simply being smart is not enough.

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The Intelligible – Socrates uses “the intelligible” to name the aspects of the world that we can only grasp through thinking or insight. With my eyes I can see the tree outside my window, but what it means to be a tree is something I can only comprehend in thought. Likewise, I can see the people around me, but human nature, human dignity, and what it means to be human is something I can only grasp conceptually. “The intelligible” is the world insofar as it “makes sense” and can be comprehended.

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The Visible – By “the visible,” Socrates means those aspects of the world we can perceive with our five senses and our imagination—those aspects of the world we can see, hear, taste, smell, touch, and imagine. For example, with my eyes I can see the sky, trees, people around me, and so on as visible things. “The visible” is the world insofar as it can be perceived and imagined. 

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Education – Socrates says that the allegorical story he tells represents the effect of education on human nature. “Education” here is a translation of the ancient Greek word “paideia,” which means “education” in the widest sense of the term. “Paideia” doesn’t mean “education” in the sense of going to school or getting good grades. Instead, it refers to the process of becoming a wise, intelligent, good, and well-rounded human being.

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Allegory – An allegory is a symbolic narrative where characters, events, and/or settings represent abstract ideas or convey deeper meanings beyond the literal story. Socrates tells such a symbolic narrative in the passages below. The characters, events, and setting of his narrative symbolize the effect of what he calls “education.” 

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Self-knowledge – Knowledge of the contents of one’s own mind, such as one’s own beliefs and desires. Self-knowledge can be gained through introspection, that is, by reflecting on what one thinks and experiences. Some philosophers believe that self-knowledge has special properties that our knowledge of the external world lacks, such as being clearer, more reliable, or more valuable.

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Dualism – The view that the mind is entirely distinct from the body. This view is usually contrasted with different kinds of monism, which hold that the mind is ultimately just a part of the body (materialism) or that the body is ultimately just a part of the mind (idealism). Dualists hold that the mind and the body are fundamentally different aspects of reality, and both categories are needed to properly describe the universe, especially the human person. 

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The Self – What the ‘I’ in ‘I am, I exist’ refers to; the part of you that really makes you you. Many philosophers have provided rich accounts of what the self ultimately is, including the soul, the mind, one special feature of the mind (such as consciousness), a mixture of all these elements, or perhaps a mere illusion.  

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The ‘Cogito’ – Descartes’ famous claim ‘I think, therefore I am’ is often referred to as the cogito. The name comes from the Latin rendering of this phrase, which is ‘cogito, ergo sum.’ Descartes held that one can always believe this proposition with certainty. We cannot doubt our own existence, so the cogito survives his exercise of intense doubt. The cogito appears several times in Descartes’ writings, and he often phrased it slightly differently each time. It appears in the Second Meditation as ‘I am, I exist.’

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Certainty – When one believes something with certainty, one is maximally confident that it is true. A certainty is something that is beyond dispute or immune to doubt. Although this captures the basic idea, like many epistemological notions, clarifying precisely what the notion of certainty amounts to is an ongoing area of philosophical research. 

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Vice – A bad habit that we learn over time through instruction or instinct and that we develop through repetition. What makes the habit bad is that, once we have that habit, our tendency is to do the incorrect thing in certain types of situations. We may choose to do something entirely uncalled for in that situation, or we may act at the wrong time, in the wrong way, to the wrong degree, or with the wrong attitudes, or for the wrong reasons.

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Relative Mean – The “Goldilocks amount” of some type of action or emotion. When you act in this way, according to Aristotle, you act exactly as is required under the current circumstances. This means that you do what is called for by the situation at hand, rather than doing something too extreme or not doing something extreme enough. You do something in the moderate amount (the mean amount) relative to the specific situation you are in when you need to act.

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Excellence/Virtue – A good habit that we learn over time through instruction and repetition. What makes the habit good is that, once we have that habit, we have a strong tendency to do the right thing at the right time, in the right way, to the right degree, with the right attitudes, whenever we are confronted with a situation that we know calls us to exercise that habit.

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Doxastic Voluntarism – the view that we have at least some control over what we believe.

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Evidence – information that increases the probability that a claim is true.

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Sufficient – enough of something for a particular purpose. Whether something is sufficient is context-dependent.

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Solon – In the Histories of Herodotus, Solon visits Croesus, the king of Lydia. Even though Croesus shows Solon all of his wealth, Solon refuses to call him the happiest man who ever lived because he does not know how Croesus will die

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Priam – According to Greek mythology, Priam was the final king of Troy during the Trojan War. Despite his wealth and political power, he was killed by Achilles’ son Neopotolemus during the Sack of Troy

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Virtue – The consistent and reliable tendency to perform one’s function excellently. When a person has a certain virtue, like courage, they have spent time developing the habit, in this case reacting to danger well, using their human abilities. The virtues then make it possible for us to live a life of flourishing

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Sardanapalus – An Assyrian king described by the historian Diodorus as living a life of extreme decadence. Sardanapalus indulged himself with food, alcohol, and many concubines, even going so far to say that physical gratification is the purpose of life. Chrysippus said that, on his tomb is inscribed the following: “Though knowing full well that thou art but mortal, indulge thy desire, find joy in thy feasts. Dead, thou shalt have no delight […] I have only what I have eaten, what wantonness I have committed, what joys I received through passion; but my many rich possessions are now utterly dissolved.”

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Function – the characteristic activity of a given thing which makes it what it is. The function of a knife is cutting, while the function of a heart is to pump blood

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Eudaimonia – Frequently translated as ‘happiness’, eudaimonia means the attainment of active human flourishing, and is the end Aristotle identifies as humanity’s highest final good

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Final Good – A good that we pursue for its own sake. Common examples of final goods include happiness, knowledge, and friendship

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Instrumental Good – A good that we pursue for the sake of some other good. A common example is money, as money allows us to purchase other kinds of goods

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Anytus – an Athenian politician, war general, and  one of the primary accusers behind Socrates’ prosecution. Anytus feared that Socrates would undermine the young Athenian democracy he had helped create and defend

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Oracle of Delphi – the high priestess at the temple at Delphi, the oracle was one of the most sought after seers of the ancient world and was thought to relay messages from the god Apollo

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Chaerephon – an ancient Greek from the city Sphettus, Chaerephon is remembered as a loyal friend of Socrates, also making an appearance in two other Platonic dialogues, the Charmides and the Gorgias

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Meletus – A poet and citizen of Athens and one of Socrates’ accusers. Amongst other things, Meletus accused Socrates of corrupting the youth

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Apollo – the ancient sacred site Delphi was dedicated to the god Apollo, an ancient Greek god and the god that Socrates refers to throughout the Apology

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Virtue – a character trait, acquired through habitual practice, that enables one to act well. The virtues can also be thought of as excellences of human character, as they make it possible for us to live a life of flourishing. Examples of the virtues include courage, prudence, and justice

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The Evil Demon Argument – Argues that we cannot hold any of our beliefs with certainty because we could be radically deceived by an evil demon. A classic argument given by Descartes for doubting the reliability of almost all of our beliefs

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Philosophical Skepticism – The position that we do not know many things that we ordinarily take ourselves to know

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A Posteriori Knowledge – Knowledge that can only be acquired through having particular, concrete experiences. Such knowledge can be gained simply through our everyday experiences, or through more complex means like controlled scientific experiments

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A Priori Knowledge – Knowledge that can be gained without having any particular concrete experiences. Such knowledge is typically gained by rational insight or intuition

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Cartesian Method of DoubtA process employed by René Descartes of rejecting all beliefs that he had at least some reason to doubt in order to see if he had any beliefs that he could know with certainty

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Revelation – Theological truths that have been made known by means of some religious text, testimony, authority, or experience, or the act or process in which such truths are made known.

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Rationalism – The view that the only reliable means of coming to know truths about God is reason. As a result, what we might otherwise believe by means of faith ought to be disregarded or even rejected in favor of what we must believe by means of reason.

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Fideism – The view that the only reliable means of coming to know truths about God is faith. As a result, what we might otherwise believe by means of reason ought to be disregarded or even rejected in favor of what we must believe by means of faith.

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Faith – The act of accepting a proposition as true for which there is less than demonstrable evidence, which rises above mere opinion but falls short of logical or scientific demonstration. Faith can also refer to a particular religious tradition or the body of beliefs that are central to that religious tradition.

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Virtue – a character trait, acquired through habitual practice, that enables one to act well. The virtues can also be thought of as excellences of human character, as they make it possible for us to live a life of flourishing. Examples of the virtues include courage, prudence, and justice

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Socratic Ignorance – an awareness of one’s own ignorance, and the reason that Socrates was deemed wise by the Oracle of Delphi. A person who lacks Socratic Ignorance may believe they know many things they actually don’t, leading them to overestimate how well they understand the world

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Apologya formal defense of justification of an action or belief. A Christian apologist, for example, is someone who defends their faith and seeks to justify it through an appeal to reason.

Historical Connection

Solon’s Warning

In the Histories of Herodotus, Solon visits Croesus, the king of Lydia. Even though Croesus shows Solon all of his wealth, Solon refuses to call him the happiest man who ever lived because he does not know how Croesus will die

Historical Connection

Priam

According to Greek mythology, Priam was the final king of Troy during the Trojan War. Despite his wealth and political power, he was killed by Achilles’ son Neopotolemus during the Sack of Troy